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United Kingdom Business Directory
Compliance Consultant Update This Listing
Kemp House, 152-160 City Road, London , EC1V 2NX
0203815793907092289901
About Compliance Consultant
Established February 2014
Compliance Consultant is a UK Financial Services Regulatory Compliance Consultancy situated in London, and offers products and services nationwide. Compliance Consultant provides regulatory compliance & risk management services and FCA Authorisations to UK Financial Conduct Authority (FCA) and Prudential Regulatory Authority (PRA) Authorised Financial Services companies and provides a registration listing service for companies that require FCA authorisation or Joint PRA authorisation. We also provide governance documents such as a Regulatory Compliance Manual Template and Anti-Money Laundering Policy and Procedures (AML). The organisation has been available since 1991, and has been servicing satisfied clients since then.
Business Hours
| Sunday | Closed | |||
| Monday | 09:00 | — | 17:00 | |
| Tuesday | 09:00 | — | 17:00 | |
| Wednesday | 09:00 | — | 17:00 | |
| Thursday Today | 09:00 | — | 17:00 | |
| Friday | 09:00 | — | 17:00 | |
| Saturday | Closed | |||
Products/Services
Accepted Payment Methods
Visa
MasterCard
American Express
Bank Wire
PayPal
Latest Articles/News
Template UK Regulatory Compliance Manual
2018-03-11Some claim that the application for authorisation forms in the FCA require this document, but let us make things clear. A Compliance Manual is not a regulatory requirement, it is however a regulatory expectation. It also helps keep the gove… Read more »
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